Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05583 | 02/23/2016 | Claimant(s): John Delaney Claimant Lawyers(s): Jonathan Honig Respondent(s): Banc of America Securities LLC Respondent Lawyers(s): Patrick J. Lamparello Arbitrator(s): Karen Isabel Bedrosian - Richardson, Toby Susan DeSimone, Adam M. Kauff Hearing Site: New York, NY | ||
| 09-03613 | 11/22/2010 | Claimant(s): Waterlight International S.A. Claimant Lawyers(s): Timothy P. Kebbe Respondent(s): Edward Marx, UBS Financial Services Inc. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Mitchell S. Friedman, Linda S. Cole, Jonathan Honig Hearing Site: New York, NY |  | Stipulated Award and Expungement |