Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02002 | 04/23/2015 | Claimant(s): Grace Financial Group LLC Claimant Lawyers(s): Timothy P. Kebbe Respondent(s): Apex Clearing Corporation, Penson Financial Services. Respondent Lawyers(s): John P. Bevilacqua, Mark G. Hanchet Arbitrator(s): W. Jeffrey Weinlandt, Renee La Verne Ross CFP, Richard Bryce Nesson Hearing Site: New York, NY | ||
| 12-02562 | 10/23/2013 | Claimant(s): Michael Pistillo Claimant Lawyers(s): Timothy P. Kebbe Respondent(s): Keating Investment Management Respondent Lawyers(s): Timothy Feil Arbitrator(s): Linda M. Granata, Robert A. Fabricant, Alice J. Johnson Hearing Site: Boca Raton, FL |  | Expungement |
| 09-03613 | 11/22/2010 | Claimant(s): Waterlight International S.A. Claimant Lawyers(s): Timothy P. Kebbe Respondent(s): Edward Marx, UBS Financial Services Inc. Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Mitchell S. Friedman, Linda S. Cole, Jonathan Honig Hearing Site: New York, NY | | Stipulated Award and Expungement |