| 20-02174 | 04/23/2021 | Claimant(s): Oscar Seidel
Claimant Lawyers(s): Oscar Francisco Seidel
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Rory M. McLaughlin, Paul C. Tang, Dalia Zaza
Hearing Site: New York, NY
| | |
| 16-01480 | 10/21/2016 | Claimant(s): Anita Lennon
Claimant Lawyers(s): Anita Lennon
Respondent(s): Brian Villante, Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
| | |
| 15-01181 | 11/12/2015 | Claimant(s): Redi Global Technologies LLC
Claimant Lawyers(s): Jennifer Connors
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Linda R. Alpert
Hearing Site: New York, NY
| | |
| 12-02002 | 04/23/2015 | Claimant(s): Grace Financial Group LLC
Claimant Lawyers(s): Timothy P. Kebbe
Respondent(s): Apex Clearing Corporation, Penson Financial Services.
Respondent Lawyers(s): John P. Bevilacqua, Mark G. Hanchet
Arbitrator(s): W. Jeffrey Weinlandt, Renee La Verne Ross CFP, Richard Bryce Nesson
Hearing Site: New York, NY
| | |
| 13-03466 | 07/02/2014 | Claimant(s): ZPR Investment Management.
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Timothy Kebbe
Arbitrator(s): Raymond E. Cornelius
Hearing Site: Orlando, FL
|  | $35,710 |
| 12-03835 | 07/10/2013 | Claimant(s): Henry Hancock, Khalid Nazir, Richard Dino, Sandra Hershberg, James Goodman IRA, Jonathan Lobatto IRA, James L. Fosshage Profit Sharing Plan, Steffke Family Revocable Trust, The Red Trust
Claimant Lawyers(s): Phillip J. Snyderburn
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): William Kebbe, Esq.
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
| | $51,600 |
| 07-02146 | 01/27/2009 | Claimant(s): E*Trade Financial Corporation
Claimant Lawyers(s): Michael P. Elkon
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Patricia A. Christiansen
Arbitrator(s): David D. Cohen, David M. Snyder, Richard A. Rudolph
Hearing Site: Tampa, FL
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