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FINRA Awards for Richard A. Rudolph

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0003902/24/2009Claimant(s): James McCarver
Claimant Lawyers(s): Jeffrey A. Backman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): William F. Glaser, Marshall Felton Wright, Richard A. Rudolph
Hearing Site: Tampa, FL
Checkmark Icon$100,000
07-0214601/27/2009Claimant(s): E*Trade Financial Corporation
Claimant Lawyers(s): Michael P. Elkon
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): Patricia A. Christiansen
Arbitrator(s): David D. Cohen, David M. Snyder, Richard A. Rudolph
Hearing Site: Tampa, FL

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