| 19-00686 | 01/21/2020 | Claimant(s): Ronald Cameron
Claimant Lawyers(s): Richard T. Donovan
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): James Paul Beachboard, Scott T. Clavenna, Julie Marie Miller
Hearing Site: Little Rock, AR
| | |
| 16-02540 | 02/20/2018 | Claimant(s): Charles Obryant
Claimant Lawyers(s): Mark A. Nebrig
Respondent(s): Stifel, Nicolaus & Companyorporated
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Wayne Parker, Robert G. Bannon, Christian Nathaniel Siewers
Hearing Site: Raleigh, NC
| | |
| 12-02897 | 03/31/2015 | Claimant(s): Tracy Gilbert
Claimant Lawyers(s): Tad McCraney
Respondent(s): Stifel, Nicolaus & Co.., Lanis Noble
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Susan F. Drogin, John J. Meyer, Douglas E. Miller
Hearing Site: Jackson, MS
|  | $1,542,340 |
| 12-03523 | 05/09/2014 | Claimant(s): Sean Horrigan
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin
Hearing Site: Baltimore, MD
| | |
| 09-06845 | 03/23/2011 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Michael Cain
Respondent Lawyers(s): Raymond L. Moss
Arbitrator(s): Judith Stilz Ogden, Robert L. Lestina, David Blair Sinyard
Hearing Site: Atlanta, GA
| | |
| 08-00027 | 11/03/2009 | Claimant(s): Betty Strong, Genevieve Strong, Larry Porter, Rita Porter, William Strong, The Strong Company., Murray Claycomb and Jeanne Claycomb, The William A. Strong Family, LLP, The Strong Company. Profit Sharing, The Strong Company. Retirement Plan, Betty Jane Jones Char. Remainder UniTRT, Sarah Strong Guy Char. Remainder Trust, The William A. Strong GST Trust 11/19/97, The William A. Strong GST Trust II, William A. Strong, Jr. Trust, William Strong Charitable RemainUnitrust, William/Genevieve Strong Foundation TRT
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Patrice L. Stewart, Angelia J. Tolbert, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $0 |
| 08-01068 | 09/14/2009 | Claimant(s): Joyce Wilfong
Claimant Lawyers(s): Jan D. Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Gloria J Liddell, Eugene R. Katz, Patricia Best Vital
Hearing Site: Memphis, TN
| | $108,648 |
| 07-03570 | 04/09/2009 | Claimant(s): Jerome Woods, Jr. and Dana Woods
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Robert J Warner, Susan A. Mathews, J. Maxwell Williams
Hearing Site: Memphis, TN
| | $950,600 |
| 08-00039 | 02/24/2009 | Claimant(s): James McCarver
Claimant Lawyers(s): Jeffrey A. Backman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): William F. Glaser, Marshall Felton Wright, Richard A. Rudolph
Hearing Site: Tampa, FL
| | $100,000 |
| 05-04568 | 02/06/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Eric Seiler
Arbitrator(s): Beverly S. Gordon, Russell W. Merriman, Marshal H. Emerson
Hearing Site: Tampa, FL
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