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FINRA Awards for Douglas E. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0283208/11/2021Claimant(s): Douglas Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Silver Oak Securitiesorporated
Respondent Lawyers(s): William E, Hopkins
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
12-0289703/31/2015Claimant(s): Tracy Gilbert
Claimant Lawyers(s): Tad McCraney
Respondent(s): Stifel, Nicolaus & Co.., Lanis Noble
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Susan F. Drogin, John J. Meyer, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$1,542,340
12-0282908/05/2013Claimant(s): John Morrow
Claimant Lawyers(s): John C. Morrow
Respondent(s): Terry Jones, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Richard G. Isaac, Mark A. Myers, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$0
11-0086810/23/2012Claimant(s): Willie Grace
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Gloria J Liddell, Douglas E. Miller, William Bruce McKinley
Hearing Site: Jackson, MS
Checkmark Icon$98,230
08-0204106/24/2010Claimant(s): Milton Seymour
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Michael Odom
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Robert C. Upton, Donald Milo Helton, Douglas E. Miller
Hearing Site: Jackson, MS
Checkmark Icon$375

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