| 17-02145 | 09/25/2018 | Claimant(s): Brett LaFerrera
Claimant Lawyers(s): Brett Andrew LaFerrera
Respondent(s): Albert Johnson
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Donald Milo Helton, Debra Black Leo, Daniel T. Hull
Hearing Site: Birmingham, AL
| | |
| 13-02070 | 07/30/2014 | Claimant(s): Michael Ericson, Michael Ericson Executor of Don Ericson, Michael Ericson Executor of Jane Ericson, Michael Ericson Trustee of Don Ericson, Michael Ericson Trustee of Jane Ericson
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Proequities.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Donald Milo Helton, Marvin Kent Speigner, Emily Sides Bonds
Hearing Site: Birmingham, AL
|  | $0 |
| 13-02315 | 03/19/2014 | Claimant(s): Sydney Crackower
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Crowin Campbell
Arbitrator(s): Donald Milo Helton
Hearing Site: New Orleans, LA
| | $300 |
| 11-04700 | 08/19/2013 | Claimant(s): Wanda Jeffries
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Edward D. Jones & Co., L.P.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Donald Milo Helton, Kenneth M. Jackson, Richard K. Smith
Hearing Site: Nashville, TN
| | Expungement |
| 12-01828 | 07/11/2013 | Claimant(s): Edna Thompson, Edna E. Thompson CGM IRA Custodian
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Julie W. Portera, Todd H. Cox
Arbitrator(s): Daniel H. Kolber, Donald Milo Helton, J. Wesley Romine
Hearing Site: Birmingham, AL
| | Expungement |
| 11-03322 | 06/01/2012 | Claimant(s): Shelley Branham
Claimant Lawyers(s): Shelley V. Branham
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Donald Milo Helton
Hearing Site: Nashville, TN
| | $0 |
| 09-07085 | 09/27/2011 | Claimant(s): Louisiana Citizens Property Insurance Co
Claimant Lawyers(s): James R Swanson
Respondent(s): J.P. Morgan Securities, Bear, Stearns & Co..
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): Robert R. Wolf, Donald Milo Helton, William Gilbert Faulk
Hearing Site: New Orleans, LA
| | $0 |
| 10-00119 | 09/20/2011 | Claimant(s): Delana Blake
Claimant Lawyers(s): J. Gusty Yearout
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Ryan Hamm
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Donald Milo Helton, Laree Payne Kennedy, Debra Black Leo
Hearing Site: Birmingham, AL
| | $190,000 |
| 08-02041 | 06/24/2010 | Claimant(s): Milton Seymour
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Michael Odom
Respondent Lawyers(s): George C. Freeman
Arbitrator(s): Robert C. Upton, Donald Milo Helton, Douglas E. Miller
Hearing Site: Jackson, MS
| | $375 |
| 08-02990 | 11/12/2009 | Claimant(s): George Kostuch
Claimant Lawyers(s): Lee Bowie
Respondent(s): James Kelsoe, Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Michael T. Nobile, Donald Milo Helton, Charles H. Peterson
Hearing Site: New Orleans, LA
| | $0 |
