| 16-03580 | 01/08/2018 | Claimant(s): William Jones
Claimant Lawyers(s): Edwin Glenn Waldrop
Respondent(s): David Searcy, Morgan Stanley
Respondent Lawyers(s): Peter S. Fruin, Todd H. Cox
Arbitrator(s): Lawrence R. Maxwell, Matthew Reid Krell, Cynthianther May
Hearing Site: Birmingham, AL
|  | $79,370 |
| 12-01828 | 07/11/2013 | Claimant(s): Edna Thompson, Edna E. Thompson CGM IRA Custodian
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Julie W. Portera, Todd H. Cox
Arbitrator(s): Daniel H. Kolber, Donald Milo Helton, J. Wesley Romine
Hearing Site: Birmingham, AL
| | Expungement |
| 10-00520 | 06/28/2011 | Claimant(s): Alan Mendelson and Peggy Mendelson
Claimant Lawyers(s): Ian E. Bjorkman
Respondent(s): Geoffrey Gregory, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Todd H. Cox
Arbitrator(s): Francis J. Pavetti, Marissa A. Santangelo, Houston Putnam Lowry
Hearing Site: Hartford, CT
| | Expungement |
