| 22-01003 | 04/10/2023 | Claimant(s): Deborah Broadway
Claimant Lawyers(s): Grafton Bragg
Respondent(s): Morgan Stanley, John McLarty
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Kenneth R. Starr, Matthew Reid Krell, James Randal (Randy) Wallace
Hearing Site: Jackson, MS
|  | $153,889 |
| 17-02626 | 05/15/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Wells Fargo Advisors, John Hand
Respondent Lawyers(s): Charles M. Thompson, Victor L. Hayslip
Arbitrator(s): Mark A. Myers, Philip Michael Moran, Matthew Reid Krell
Hearing Site: Birmingham, AL
| | |
| 15-03264 | 10/29/2018 | Claimant(s): Jose Pastrana
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones, Sean J. Coughlin
Arbitrator(s): Myron E. Levenson, Matthew Reid Krell, Robert Eugene Doyle
Hearing Site: San Juan, PR
| | $564,560 |
| 16-03580 | 01/08/2018 | Claimant(s): William Jones
Claimant Lawyers(s): Edwin Glenn Waldrop
Respondent(s): David Searcy, Morgan Stanley
Respondent Lawyers(s): Peter S. Fruin, Todd H. Cox
Arbitrator(s): Lawrence R. Maxwell, Matthew Reid Krell, Cynthianther May
Hearing Site: Birmingham, AL
| | $79,370 |
