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FINRA Awards for Gina Shlaferman

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Displaying 10 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0261908/22/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia
Hearing Site: Tampa, FL
23-0267008/16/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
23-0270403/20/2024Claimant(s): Trevor Fried
Claimant Lawyers(s): Randi P Spallina
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
22-0064511/13/2023Claimant(s): Thomas Sowers
Claimant Lawyers(s): Thomas S. Sowers
Respondent(s): Morgan Stanley, Geoffrey Korwan
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jim Geiger, Michael J. Ahlstrom, Todd B. Johnson
Hearing Site: Charleston, WV
Checkmark Icon$0
23-0116508/25/2023Claimant(s): Lashell Lentz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
22-0080005/08/2023Claimant(s): Robert Sloan
Claimant Lawyers(s): Robert C Sloan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
22-0100304/10/2023Claimant(s): Deborah Broadway
Claimant Lawyers(s): Grafton Bragg
Respondent(s): Morgan Stanley, John McLarty
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Kenneth R. Starr, Matthew Reid Krell, James Randal (Randy) Wallace
Hearing Site: Jackson, MS
Checkmark Icon$153,889
22-0248703/21/2023Claimant(s): Estate of Richard W. Shettle
Claimant Lawyers(s): Greg Shettle
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): William A. Barrett
Hearing Site: Hartford, CT
Checkmark Icon$19,167
22-0172102/22/2023Claimant(s): John Posey
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
21-0238012/12/2022Claimant(s): Henry Wilken, Henry J. Wilken Jr Revocable Trust U/A
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Cindy L. Anderson, Richard Merritt Langway, Christy Lyn Foley
Hearing Site: Orlando, FL
Checkmark IconExpungement

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