22-01420 | 12/28/2023 | Claimant(s): Brian Wells Claimant Lawyers(s): Brian Wells Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Professional Clearing Corp, BOFA Securities. Respondent Lawyers(s): Ronald Smith Arbitrator(s): William A. Barrett, Linda J. Baer, Gregory Hunter Mathews Hearing Site: Manchester, NH
| | $0 |
19-02012 | 07/18/2023 | Claimant(s): Mai Y. Hanlon Revocable Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kuan Huang Arbitrator(s): William A. Barrett, Michael P. Breton, Frank Sanclemente Hearing Site: Boston, MA
| | $0 |
22-02487 | 03/21/2023 | Claimant(s): Estate of Richard W. Shettle Claimant Lawyers(s): Greg Shettle Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): William A. Barrett Hearing Site: Hartford, CT
| | $19,167 |
20-02293 | 01/10/2022 | Claimant(s): Nermin Khalil Claimant Lawyers(s): John A. Mangones Respondent(s): Morgan Stanley Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): William A. Barrett, Gerard S. Marsan, George Weston Mann Hearing Site: Boston, MA
| | |
20-02177 | 11/30/2021 | Claimant(s): Kim Reynolds Claimant Lawyers(s): Kim Reynolds Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): William A. Barrett, William Norton, Michael A. Orticelle Hearing Site: Augusta, ME
| | $0 |
20-04193 | 10/15/2021 | Claimant(s): Andre Danesh Claimant Lawyers(s): David W. Sparrow Respondent(s): Morgan Stanley, Kevin Butler Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): William A. Barrett, Gerard S. Marsan, Arthur Lewis Pressman Hearing Site: Boston, MA
| | $138,931 |
21-00160 | 09/22/2021 | Claimant(s): Aya Metwally Claimant Lawyers(s): Ian McLoughlin Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): William A. Barrett, Gerard S. Marsan, Frederick W. Keuthen Hearing Site: Boston, MA
| | |
18-01216 | 10/03/2019 | Claimant(s): Peter Weiner Claimant Lawyers(s): Michael J. Tuteur Respondent(s): State Street Global Markets Respondent Lawyers(s): Morgan C. Nighan Arbitrator(s): William A. Barrett, Frank Sanclemente, Dennis E. Nelson Hearing Site: Boston, MA
| | |
16-01590 | 01/30/2018 | Claimant(s): George Donnegan Claimant Lawyers(s): Sean C. Flaherty Respondent(s): Mike Emmanouilidis, Yiannis Emmanouilidis Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): William A. Barrett, John H. Henn, Gerard S. Marsan Hearing Site: Boston, MA
| | Expungement |