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FINRA Awards for David W. Sparrow

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0419310/15/2021Claimant(s): Andre Danesh
Claimant Lawyers(s): David W. Sparrow
Respondent(s): Morgan Stanley, Kevin Butler
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Arthur Lewis Pressman
Hearing Site: Boston, MA
Checkmark Icon$138,931
12-0188210/29/2013Claimant(s): Deanna Shanab, Paul Shanab
Claimant Lawyers(s): David W. Sparrow
Respondent(s): Sandgrain Securities LLC
Respondent Lawyers(s): Anna Pia D. Nicolas
Arbitrator(s): Leonard M. Bakal, Abigail J. Pessen, Regina Irena Arnold Mullen
Hearing Site: New York, NY
Checkmark Icon$91,105

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