| 16-02936 | 03/24/2017 | Claimant(s): Christopher Vasquez
Claimant Lawyers(s): Christopher Vasquez
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Sam Antar, John Nino Brenkovich, Regina Irena Arnold Mullen
Hearing Site: New York, NY
| | |
| 16-01791 | 12/20/2016 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joe Gehring
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Wein
Respondent Lawyers(s): Louis M. Lagalante, Michelle A. Liebesman
Arbitrator(s): Morton S. Bunis, Regina Irena Arnold Mullen, Charles Francis Barr
Hearing Site: New York, NY
| | |
| 13-02552 | 12/08/2014 | Claimant(s): Maria Lipton
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Juan Larrain, Morgan Stanley
Respondent Lawyers(s): Gerard A. Riso, Tracy L. Gerber
Arbitrator(s): Daniel Robbins, Regina Irena Arnold Mullen, Andrew Joseph Donovan
Hearing Site: New York, NY
| | |
| 12-01882 | 10/29/2013 | Claimant(s): Deanna Shanab, Paul Shanab
Claimant Lawyers(s): David W. Sparrow
Respondent(s): Sandgrain Securities LLC
Respondent Lawyers(s): Anna Pia D. Nicolas
Arbitrator(s): Leonard M. Bakal, Abigail J. Pessen, Regina Irena Arnold Mullen
Hearing Site: New York, NY
|  | $91,105 |
