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FINRA Awards for Daniel Robbins

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Displaying 10 out of 30 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0072811/22/2023Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Dime Securities.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Daniel Robbins, Thomas M. Madden, Jonathan Ashley Pomeroy
Hearing Site: New York, NY
20-0352606/22/2023Claimant(s): Alprime Capital AG, NorCap Absolute Return Fund UCITS
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): E D & F Man Capital Markets Inc.
Respondent Lawyers(s): LisaMarie Collins
Arbitrator(s): Daniel Robbins, Anna Lascar, Barry Jay Mandel
Hearing Site: New York, NY
Checkmark Icon$0
21-0010902/22/2023Claimant(s): David Watkins
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Christopher Amo, UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Carole R. Bernstein, Daniel Robbins, Charlane Brown
Hearing Site: New York, NY
20-0015912/19/2022Claimant(s): William Barkow
Claimant Lawyers(s): Richard Roth
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Daniel Robbins, Peter McClellan Wright, Vivian Rivera Drohan
Hearing Site: New York, NY
20-0386602/07/2022Claimant(s): Arun Kumar
Claimant Lawyers(s): Blaine Bortnick
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Catherine Ladnier, Daniel Robbins, Andrew Daniel Levine
Hearing Site: New York, NY
20-0156602/08/2021Claimant(s): Jeffrey Diaz
Claimant Lawyers(s): Jeffrey Diaz
Respondent(s): WTS Proprietary Trading Group LLC
Respondent Lawyers(s): Peter Discenza
Arbitrator(s): Robert L. Palleschi, Khadijah B. Matin, Daniel Robbins
Hearing Site: New York, NY
18-0257203/12/2020Claimant(s): David Saxe, Phyllis Saxe, Elana Jill Saxe-Incapaciated Person, Elana Jill Saxe SNI Trust
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Tracey Schusterman, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Fred S. Pieroni, Sandra Gale Behrle, Daniel Robbins
Hearing Site: New York, NY
Checkmark Icon$152,674
18-0316902/26/2020Claimant(s): Christopher Blum
Claimant Lawyers(s): Joshua K. Bromberg
Respondent(s): Thomas Bovitz, Tullett Prebon Financial Services LLC
Respondent Lawyers(s): Adam Pekor
Arbitrator(s): Judith C. Zerden, Daniel Robbins, Edward Farrelly Smith
Hearing Site: New York, NY
16-0259310/29/2019Claimant(s): Alexandre Santos
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets., Citibank, N.A.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Michael J McAllister, Daniel Robbins, Richard Gee
Hearing Site: New York, NY
18-0251212/07/2018Claimant(s): Brian McDermott, Patricia McDermott
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services, Kevin Mercer
Respondent Lawyers(s): Heidi E. VonderHeidi, Jeffery Rodgers, Kevin Allen Mercer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
Checkmark Icon$600

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