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FINRA Awards for Kevin Mercer

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0251212/07/2018Claimant(s): Brian McDermott, Patricia McDermott
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services, Kevin Mercer
Respondent Lawyers(s): Heidi E. VonderHeidi, Jeffery Rodgers, Kevin Allen Mercer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
Checkmark Icon$600
12-0213101/28/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Kevin Mercer
Respondent Lawyers(s): Kevin Mercer
Arbitrator(s): Mary Lou McGanney
Hearing Site: New York, NY

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