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FINRA Awards for Sandra D. Grannum

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Displaying 10 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0146010/17/2024Claimant(s): Kevin Farrow
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): LPL Financial LLC, Cuna Brokerage Services., Suncoast Credit Union
Respondent Lawyers(s): Amy L. Drushal, Neil S. Baritz, Sandra D. Grannum
Arbitrator(s): Jacquelyn M. Shannon, Dempsey Reno Adkins, Andrea M Johnson
Hearing Site: Tampa, FL
23-0334709/12/2024Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): CUNA Brokerage Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Philip Alan Johnson
Hearing Site: Seattle, WA
23-0244706/26/2024Claimant(s): John Shepherd
Claimant Lawyers(s): Harris Freedman
Respondent(s): CUNA Brokerage Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Scott Hooper
Hearing Site: Portland, OR
23-0076111/17/2023Claimant(s): Kimberley Hatchett
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Julian F. Santos, Serge Krimnus, Anthony J Casino
Hearing Site: New York, NY
23-0154511/14/2023Claimant(s): Brian Singleton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC, Cuna Brokerage Services.
Respondent Lawyers(s): Michael T. West, Sandra D. Grannum
Arbitrator(s): Herbert Liberman
Hearing Site: Boise, ID
17-0257808/08/2022Claimant(s): Edward Pesicka, Wendy Pesicka, Edward & Wendy Pesicka
Claimant Lawyers(s): Michael P. Oliverio
Respondent(s): Gregory Pease, Wells Fargo Clearing Services, John Rauch
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
Checkmark Icon$731,587
21-0022111/24/2021Claimant(s): James Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Peter A. Goldman
Hearing Site: Albany, NY
17-0328001/21/2021Claimant(s): Robert Hart, Thomas Tonkovich
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell
Hearing Site: Jersey City, NJ
15-0184109/19/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Alexander Bolshem
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Alan James Jacoby, Jay Alan Kranis, Sandra Holtzman
Hearing Site: Newark, NJ
16-0162606/01/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Jeffrey Lesnik
Respondent Lawyers(s): Jeffrey Charles Lesnik
Arbitrator(s): Graham Daw
Hearing Site: New York, NY

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