| 23-02447 | 06/26/2024 | Claimant(s): John Shepherd
Claimant Lawyers(s): Harris Freedman
Respondent(s): CUNA Brokerage Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Scott Hooper
Hearing Site: Portland, OR
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| 23-00761 | 11/17/2023 | Claimant(s): Kimberley Hatchett
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Julian F. Santos, Serge Krimnus, Anthony J Casino
Hearing Site: New York, NY
| | |
| 23-01545 | 11/14/2023 | Claimant(s): Brian Singleton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC, Cuna Brokerage Services.
Respondent Lawyers(s): Michael T. West, Sandra D. Grannum
Arbitrator(s): Herbert Liberman
Hearing Site: Boise, ID
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| 17-02578 | 08/08/2022 | Claimant(s): Edward Pesicka, Wendy Pesicka, Edward & Wendy Pesicka
Claimant Lawyers(s): Michael P. Oliverio
Respondent(s): Gregory Pease, Wells Fargo Clearing Services, John Rauch
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
|  | $731,587 |
| 21-00221 | 11/24/2021 | Claimant(s): James Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Peter A. Goldman
Hearing Site: Albany, NY
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| 17-03280 | 01/21/2021 | Claimant(s): Robert Hart, Thomas Tonkovich
Claimant Lawyers(s): Thomas H. Chiacchio
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Joseph Rudolph Guarino, James M. Rhodes, Robert J. McDonnell
Hearing Site: Jersey City, NJ
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| 15-01841 | 09/19/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Alexander Bolshem
Respondent Lawyers(s): Ethan A. Brecher
Arbitrator(s): Alan James Jacoby, Jay Alan Kranis, Sandra Holtzman
Hearing Site: Newark, NJ
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| 16-01626 | 06/01/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sandra D. Grannum
Respondent(s): Jeffrey Lesnik
Respondent Lawyers(s): Jeffrey Charles Lesnik
Arbitrator(s): Graham Daw
Hearing Site: New York, NY
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| 15-03244 | 12/29/2016 | Claimant(s): Theodore Pendergrass
Claimant Lawyers(s): Krista E. Bolles
Respondent(s): Wells Fargo Advisors, David Lucy
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Mark H. Stein, Sanford L. Wilk, Roger C. Bird
Hearing Site: Philadelphia, PA
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| 15-02128 | 11/23/2016 | Claimant(s): Kristin Ng
Claimant Lawyers(s): Brittany Weiner
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY
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