22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik Hearing Site: Jersey City, NJ
| | Expungement |
21-02199 | 12/19/2023 | Claimant(s): John Russo, Maureen Russo, John Russo IRA, Maureen Russo IRA Claimant Lawyers(s): Matthew Thibaut Respondent(s): David Lerner Associates. Respondent Lawyers(s): Euguene L. Small Arbitrator(s): Sandra Holtzman, Thomas M. Madden, Carla Brydson Hearing Site: New York, NY
| | Expungement |
22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman Hearing Site: Jersey City, NJ
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20-02838 | 08/12/2022 | Claimant(s): Peter Thum, Peter Thum ROTH IRA, Peter Thum Traditional IRA, The Peter Thum Rollover IRA Claimant Lawyers(s): Peter Thum Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lucienne Carasso Bulow, Elizabeth Gilbert, Sandra Holtzman Hearing Site: New York, NY
| | Expungement |
15-03454 | 07/17/2018 | Claimant(s): Market Bridge Capital Global Macro Claimant Lawyers(s): Robert Miller Respondent(s): Ladenburg Thalmann & Co. Inc. Respondent Lawyers(s): Michael D. Handelsman Arbitrator(s): Joan Marie Chiusano, Joseph I. Liebman, Sandra Holtzman Hearing Site: New York, NY
| | $0 |
16-03728 | 12/18/2017 | Claimant(s): Stonehaven Claimant Lawyers(s): Roger E. Barton Respondent(s): Seer Capital Management Respondent Lawyers(s): Robert Knuts Arbitrator(s): Joseph I. Liebman, Sandra Holtzman, Paul M. Friedman Hearing Site: New York, NY
| | $0 |
15-01841 | 09/19/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Alexander Bolshem Respondent Lawyers(s): Ethan A. Brecher Arbitrator(s): Alan James Jacoby, Jay Alan Kranis, Sandra Holtzman Hearing Site: Newark, NJ
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13-00609 | 02/03/2015 | Claimant(s): Rafael Diamond Claimant Lawyers(s): Brian Kennedy Respondent(s): UBS Securities LLC, UBS Financial Services Inc. Respondent Lawyers(s): Margaret L. Watson Arbitrator(s): Richard W. Cutler, Lisa Lograno, Sandra Holtzman Hearing Site: New York, NY
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