Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02810 | 10/20/2022 | Claimant(s): Ariyo Noibi Claimant Lawyers(s): Ariyo Noibi Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY |  | $0 |
| 19-03719 | 03/03/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Tracey Salmon-Smith Respondent(s): Mark Boccuzzi Respondent Lawyers(s): Jeremy L. Bartell Arbitrator(s): David S. Billet, Charles L. Henderson, Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-00804 | 03/02/2021 | Claimant(s): Zhi Li Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Financial Services LLC Respondent Lawyers(s): David Hantman Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-01128 | 01/29/2021 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay Allan Ambroson Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 20-00659 | 01/25/2021 | Claimant(s): James Faddy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SEG Capital Respondent Lawyers(s): Legal Department Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 17-01993 | 03/19/2019 | Claimant(s): Adam Kaplan, Daniel Kaplan Claimant Lawyers(s): John D. Singer Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Susan C. Lushing, Joseph I. Liebman, Lynnette Rich Hearing Site: New York, NY | ||
| 18-00848 | 03/15/2019 | Claimant(s): Ken Kavanagh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): D'Anna Harper Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 15-03454 | 07/17/2018 | Claimant(s): Market Bridge Capital Global Macro Claimant Lawyers(s): Robert Miller Respondent(s): Ladenburg Thalmann & Co. Inc. Respondent Lawyers(s): Michael D. Handelsman Arbitrator(s): Joan Marie Chiusano, Joseph I. Liebman, Sandra Holtzman Hearing Site: New York, NY | | $0 |
| 17-02260 | 05/25/2018 | Claimant(s): Elizabeth Angelone Claimant Lawyers(s): Owen Harnett Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | ||
| 16-03728 | 12/18/2017 | Claimant(s): Stonehaven Claimant Lawyers(s): Roger E. Barton Respondent(s): Seer Capital Management Respondent Lawyers(s): Robert Knuts Arbitrator(s): Joseph I. Liebman, Sandra Holtzman, Paul M. Friedman Hearing Site: New York, NY | | $0 |