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FINRA Awards for Mark Boccuzzi

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0371903/03/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Tracey Salmon-Smith
Respondent(s): Mark Boccuzzi
Respondent Lawyers(s): Jeremy L. Bartell
Arbitrator(s): David S. Billet, Charles L. Henderson, Joseph I. Liebman
Hearing Site: New York, NY

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