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FINRA Awards for David Hantman

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0066607/14/2021Claimant(s): Ilan Segev
Claimant Lawyers(s): David Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Robert E. Anderson
Hearing Site: Boston, MA
20-0080403/02/2021Claimant(s): Zhi Li
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): David Hantman
Arbitrator(s): Joseph I. Liebman
Hearing Site: New York, NY
18-0374201/31/2019Claimant(s): Bradley Barber
Claimant Lawyers(s): Bradley L. Barber
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
18-0149711/20/2018Claimant(s): Mick Dadlani
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Olivia Milbank Farrar
Hearing Site: Washington, DC
17-0274606/04/2018Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David Hantman
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
17-0254411/21/2017Claimant(s): Tracy King
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Michael L. Lyons
Hearing Site: Louisville, KY
17-0177109/21/2017Claimant(s): Farhood Kasiri
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
17-0036907/06/2017Claimant(s): Ambrose Hill
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
17-0079607/05/2017Claimant(s): Karen Kurrasch
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vallono
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
17-0028906/14/2017Claimant(s): Kathleen Entwistle
Claimant Lawyers(s): David Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ

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