| 23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Wintrust Investments LLC
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 23-02852 | 06/14/2024 | Claimant(s): Kevin Kingston
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Mutual Service Corporation, Valmark Securities.
Respondent Lawyers(s): David Freniere, Neil D. Petkovic
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 23-02823 | 05/24/2024 | Claimant(s): Michael Stewart
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 23-01382 | 04/11/2024 | Claimant(s): Gregory Benner
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 23-00545 | 12/12/2023 | Claimant(s): Martin Gruner
Claimant Lawyers(s): Kristina Contreras
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 23-01305 | 10/03/2023 | Claimant(s): Gregory Benner
Claimant Lawyers(s): Harris Freedman
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 22-00341 | 05/11/2023 | Claimant(s): Hilltop Securities Inc.
Claimant Lawyers(s): Andrew P. Shelby
Respondent(s): Daniel Heidkamp, Mark Ritchie, Patrick Tierney, Colliers Securities LLC
Respondent Lawyers(s): Michael D. Lee
Arbitrator(s): Theodore W. Wrobleski, Lawrence W. Arness, Kristi Lynn Nelson
Hearing Site: Chicago, IL
| | |
| 22-01870 | 05/01/2023 | Claimant(s): Byron Crowe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Byron Crowe
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 21-01618 | 02/27/2023 | Claimant(s): Kenton Rose, Marie Rose
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Charles Kiker, Commonwealth Financial Network
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Theodore W. Wrobleski, Robert S. Grabemann, Helen B Bloch
Hearing Site: Chicago, IL
|  | $0 |
| 21-02022 | 08/10/2022 | Claimant(s): Aurora Hospitality Group LLC
Claimant Lawyers(s): Peter Markos
Respondent(s): Kenneth Moore, Robert Crotty, Boenning & Scattergood.
Respondent Lawyers(s): Matthew D. Turner, Peter Markos
Arbitrator(s): Theodore W. Wrobleski, Jeffrey W. Finke, Kathy A. Tatone
Hearing Site: Chicago, IL
| | Expungement |
