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FINRA Awards for Valmark Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0285206/14/2024Claimant(s): Kevin Kingston
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Mutual Service Corporation, Valmark Securities.
Respondent Lawyers(s): David Freniere, Neil D. Petkovic
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
20-0179402/23/2021Claimant(s): Vincent Bonavia
Claimant Lawyers(s): Harris Freedman
Respondent(s): Valmark Securities.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
15-0277808/17/2016Claimant(s): James Ross
Claimant Lawyers(s): James E. Ross
Respondent(s): Edward Queenan, Guido Sarcione, New England Securities, Ronald Ware, Metlife Securities Inc., Valmark Securities., Wealth Impact Partners
Respondent Lawyers(s): Brian Palmeri, David L. Ward, Penelope Taylor
Arbitrator(s): Paul A. Auerbach
Hearing Site: Providence, RI
Checkmark Icon$300
09-0511410/29/2010Claimant(s): Jeane Hahn, William Hahn
Claimant Lawyers(s): David Neuman
Respondent(s): David Coles, Valmark Securities.
Respondent Lawyers(s): Deborah Klar
Arbitrator(s): Andrew M. Mintzer, Harris J. Howard, Anna Marie Turco
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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