Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02778 | 08/17/2016 | Claimant(s): James Ross Claimant Lawyers(s): James E. Ross Respondent(s): Edward Queenan, Guido Sarcione, New England Securities, Ronald Ware, Metlife Securities Inc., Valmark Securities., Wealth Impact Partners Respondent Lawyers(s): Brian Palmeri, David L. Ward, Penelope Taylor Arbitrator(s): Paul A. Auerbach Hearing Site: Providence, RI |  | $300 |
| 15-00943 | 02/09/2016 | Claimant(s): Beatrice Scheinbaum Claimant Lawyers(s): Adam Gana Respondent(s): RBC Capital Markets LLC, Metlife Investors Distribution Company Respondent Lawyers(s): Penelope Taylor, Priscilla A. Donovan Arbitrator(s): Sandra D. Parker, Leslie Ruth Nydick, Mitchell Regenbogen Hearing Site: New York, NY | | Expungement |