| 23-00093 | 04/01/2024 | Claimant(s): Fady Sorial, Ramy Sorial
Claimant Lawyers(s): Fady G. Sorial
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Howard L. Sobel, Mitchell Regenbogen, Laura Matlow Wong-Pan
Hearing Site: New York, NY
|  | $0 |
| 22-02525 | 12/29/2023 | Claimant(s): Dale Deutsch, Lou Deutsch, Dale G. Deutsch Revocable Living Trust, Lou C. Deutsch Revocable Living Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Arthur Neil Tolciss, Barry Steven Port, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 18-02978 | 07/07/2023 | Claimant(s): Liet Han
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael J. Charlillo
Arbitrator(s): Linda J. Baer, Sean F. Monahan, Mitchell Regenbogen
Hearing Site: New York, NY
| | |
| 22-00044 | 01/03/2023 | Claimant(s): Kathleen Mucciolo, Mario Mucciolo, Estate of Katherine Mucciolo
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Alfreida B. Kenny, Mitchell Regenbogen, Charlane Brown
Hearing Site: New York, NY
| | Expungement |
| 19-00859 | 09/13/2022 | Claimant(s): Terence Dolan, Benjamin & Jerold Brokerage I
Claimant Lawyers(s): Warren A. Raiti
Respondent(s): Cowen and Company
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): James M. Rhodes, Mitchell Regenbogen, Robert Lee Bull
Hearing Site: New York, NY
| | |
| 21-02407 | 06/07/2022 | Claimant(s): Felix Dashevsky, The Dashevsky 2010 Trust
Claimant Lawyers(s): Felix Dashevsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
| | $0 |
| 19-02480 | 08/11/2021 | Claimant(s): Frederick Williams
Claimant Lawyers(s): Daniel Scott Furst
Respondent(s): Richard Giles, GFI Securities LLC
Respondent Lawyers(s): Nirav S. Shah
Arbitrator(s): Andrew Joseph Donovan, Mitchell Regenbogen, James Stanley Kozera
Hearing Site: New York, NY
| | |
| 18-04216 | 07/09/2021 | Claimant(s): Andrew Safran
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Paul R. Walsh, Richard A. Cini, Mitchell Regenbogen
Hearing Site: New York, NY
| | |
| 20-00573 | 08/11/2020 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Gavriel Kandkhorov
Respondent Lawyers(s): Jay L. Hack
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
| | |
| 20-00634 | 07/22/2020 | Claimant(s): Ashley Desilets
Claimant Lawyers(s): Ashley N. Desilets
Respondent(s): David Lerner Associates., Maxim Tulupnikoff
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
| | $0 |
