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FINRA Awards for Jessica Klein

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Displaying 10 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0377608/18/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Leo Eastman
Respondent Lawyers(s): Leo Otto Eastman
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
20-0057308/11/2020Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Gavriel Kandkhorov
Respondent Lawyers(s): Jay L. Hack
Arbitrator(s): Mitchell Regenbogen
Hearing Site: New York, NY
19-0202701/10/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): James Johnson
Respondent Lawyers(s): James E. Johnson
Arbitrator(s): Michael L. Lyons
Hearing Site: Columbus, OH
18-0422008/05/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): John Driscoll
Respondent Lawyers(s): John T Driscoll
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
18-0410805/13/2019Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Jessica Klein
Respondent(s): Anthony Germano
Respondent Lawyers(s): Anthony Joseph Germano
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
18-0422905/08/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Brandon Lokits
Respondent Lawyers(s): Brandon Todd Lokits
Arbitrator(s): Langfred W. White
Hearing Site: Raleigh, NC
18-0207302/27/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Derrick Robinson
Respondent Lawyers(s): Tosh Grebenik
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
18-0209010/30/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Carter Brooks
Respondent Lawyers(s): Carter Page Brooks
Arbitrator(s): Tina E. Patterson
Hearing Site: Richmond, VA
18-0208610/10/2018Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Faine Beckerman
Respondent Lawyers(s): Faine Paula Beckerman
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
13-0268103/13/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Austin Jambor
Respondent Lawyers(s): Jason S. Chapman
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL

17 Results

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