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FINRA Awards for Howard L. Sobel

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0009304/01/2024Claimant(s): Fady Sorial, Ramy Sorial
Claimant Lawyers(s): Fady G. Sorial
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Jonathan J. Brennan
Arbitrator(s): Howard L. Sobel, Mitchell Regenbogen, Laura Matlow Wong-Pan
Hearing Site: New York, NY
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23-0134403/08/2024Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone
Hearing Site: New York, NY

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