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FINRA Awards for Kathleen Kuzmen Malone

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0134403/08/2024Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone
Hearing Site: New York, NY
18-0003811/16/2021Claimant(s): Devin Wicker
Claimant Lawyers(s): Marc Jonas Block
Respondent(s): Alan Mele, John Barry, Tribal Capital Markets
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Keely D. Parr, Amy Banet, Kathleen Kuzmen Malone
Hearing Site: New York, NY

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