| 21-00186 | 11/11/2022 | Claimant(s): Gabriel Antuna
Claimant Lawyers(s): Gabriel Fischbarg
Respondent(s): Andrew Garrett.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Richard W. Vallario, Elizabeth Gilbert, Joan Ellen Hoffman
Hearing Site: New York, NY
| | |
| 18-00038 | 11/16/2021 | Claimant(s): Devin Wicker
Claimant Lawyers(s): Marc Jonas Block
Respondent(s): Alan Mele, John Barry, Tribal Capital Markets
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Keely D. Parr, Amy Banet, Kathleen Kuzmen Malone
Hearing Site: New York, NY
| | |
| 18-03274 | 03/19/2021 | Claimant(s): Justin Ort, Michael Ostad, Patrick Melnik, Thomas Themistocles
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Martin Izaak, Evonne WJ Tolbert, Michael S. Lazan
Hearing Site: New York, NY
|  | $86,022 |
| 17-00728 | 10/16/2020 | Claimant(s): The Estate of Kenneth J. Meade
Claimant Lawyers(s): Steven G. Legum
Respondent(s): John Conroy, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): LeRoy Melvin Gilbertson, Kenneth L. Mann, William B. Morgan
Hearing Site: Phoenix, AZ
| | Dismissed |
| 17-00887 | 06/24/2019 | Claimant(s): Paul Schneider
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Elena G. Rodriguez, Will Murphy, Daniel Nathan Schatz
Hearing Site: Boca Raton, FL
| | $94,000 |
| 14-02170 | 01/29/2019 | Claimant(s): John Fichera, John Hoidas, Lawrence Doody
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): William Vellon, Kingsbury Capital LLC, Spencer Trask Ventures.
Respondent Lawyers(s): Barry M. Bordetsky, Nicholas P. Iavarone
Arbitrator(s): Michael S. Matek, Thomas F. Ryan, Michael Nathanson
Hearing Site: Chicago, IL
| | |
| 17-02254 | 03/13/2018 | Claimant(s): Janice Creasy
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Jordan Cooper, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
| | $0 |
| 15-02403 | 05/18/2017 | Claimant(s): Paul Lind
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Thomas J. Gmeinder, Kerry C. Koep, Michael Sutton MacDonald
Hearing Site: Minneapolis, MN
| | $0 |
| 15-00899 | 10/13/2016 | Claimant(s): Clifford Murray
Claimant Lawyers(s): Alexander Rayskin
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Jack Friedman, Noah D. Sorkin, Amy Banet
Hearing Site: New York, NY
| | |
| 14-02645 | 09/26/2016 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Terry Harris
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Theodor Brown, Michael H. DuBoff, James M. Rhodes
Hearing Site: New York, NY
| | |
