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FINRA Awards for Empire Asset Management Company

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0327403/19/2021Claimant(s): Justin Ort, Michael Ostad, Patrick Melnik, Thomas Themistocles
Claimant Lawyers(s): Darryl J. Bouganim
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Martin Izaak, Evonne WJ Tolbert, Michael S. Lazan
Hearing Site: New York, NY
Checkmark Icon$86,022
18-0334005/28/2019Claimant(s): Joseph Best
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bernard Jasmin, Todd Sanders, Vladimiro Panichi, Empire Asset Management Company
Respondent Lawyers(s): Kristi Gavalier, Mickey B. Wright
Arbitrator(s): William Barker Brown, Judith Stilz Ogden, Charles E. White
Hearing Site: Atlanta, GA
Checkmark Icon$0
15-0089910/13/2016Claimant(s): Clifford Murray
Claimant Lawyers(s): Alexander Rayskin
Respondent(s): Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): Jack Friedman, Noah D. Sorkin, Amy Banet
Hearing Site: New York, NY
14-0099207/30/2015Claimant(s): Empire Asset Management Company
Claimant Lawyers(s): Anthony G. Mango
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
11-0070908/23/2012Claimant(s): David Berman
Claimant Lawyers(s): David E. Robbins
Respondent(s): Christian Coluccio, Gregg Zeoli, Richard Cardinale, Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): James M. Baumann, Caryl D. Feldmann, Philip Florio
Hearing Site: New York, NY
Checkmark Icon$0
10-0513905/26/2011Claimant(s): Empire Asset Management Company
Claimant Lawyers(s): Anthony G. Mango
Respondent(s): Nicholas Dito
Respondent Lawyers(s): Nicholas C. Dito
Arbitrator(s): Irwin Kahn
Hearing Site: New York, NY

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