Potomac Analytics' Logo

FINRA Awards for Caryl D. Feldmann

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0020610/17/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Joseph Vaccaro, Fusion Analytics Securities LLC
Respondent Lawyers(s): David Richan, Joseph Marc Vaccaro
Arbitrator(s): Julian F. Santos, Caryl D. Feldmann, Peter C. Salerno
Hearing Site: New York, NY
11-0070908/23/2012Claimant(s): David Berman
Claimant Lawyers(s): David E. Robbins
Respondent(s): Christian Coluccio, Gregg Zeoli, Richard Cardinale, Empire Asset Management Company
Respondent Lawyers(s): Barry M. Bordetsky
Arbitrator(s): James M. Baumann, Caryl D. Feldmann, Philip Florio
Hearing Site: New York, NY
Checkmark Icon$0

2 Results

Display: