Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03042 | 07/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): David Berman Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): Theresa Y. Hu, Robert B. Hansohn, W. Alex King Hearing Site: Los Angeles, CA | ||
| 11-00709 | 08/23/2012 | Claimant(s): David Berman Claimant Lawyers(s): David E. Robbins Respondent(s): Christian Coluccio, Gregg Zeoli, Richard Cardinale, Empire Asset Management Company Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): James M. Baumann, Caryl D. Feldmann, Philip Florio Hearing Site: New York, NY |  | $0 |
| 09-01736 | 09/24/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): David Berman Respondent Lawyers(s): David T. Berman Arbitrator(s): Marcy R. Greer Hearing Site: Clearwater, FL |