| 09-01619 | 03/05/2013 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Robert Hoffman
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Glenn Lloyd Nobel, Fred M. Fleisher, Peter L. Marco
Hearing Site: Philadelphia, PA
| | |
| 11-01047 | 03/29/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): William Flowers
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): Richard E. Miley
Hearing Site: Raleigh, NC
| | |
| 10-02436 | 03/19/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Christopher Dickman
Respondent Lawyers(s): Christopher J. Dickman
Arbitrator(s): Charles W. Lavender
Hearing Site: Orlando, FL
| | |
| 10-01163 | 10/27/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Luis Lopez
Respondent Lawyers(s): Brian Buckstein
Arbitrator(s): Gary M. Landau, Andrew David Kahng, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 09-06144 | 08/09/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Stephen Lowther
Respondent Lawyers(s): Stephen W. Lowther
Arbitrator(s): Harris E. Bunkin, Russell W. Merriman, Thomas G. Moore
Hearing Site: Tampa, FL
| | |
| 09-05438 | 05/05/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): James Gracia, Lorrie Mayes
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Marilyn R. Lewis, Timothy E. Taggart, Leonard M. Goldstein
Hearing Site: Denver, CO
| | |
| 09-06006 | 03/25/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): John Faircloth
Respondent Lawyers(s): John E. Faircloth
Arbitrator(s): William A. Collison, Donita M. King, Lester Neal Ellis
Hearing Site: Raleigh, NC
| | |
| 10-04310 | 01/28/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Joseph Morrow
Respondent Lawyers(s): Joseph Harold Morrow
Arbitrator(s): Sandor I. Rabkin
Hearing Site: Hartford, CT
| | |
| 10-00076 | 10/12/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Jose Larrea
Respondent Lawyers(s): Jose A. Larrea
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
| | |
| 09-01736 | 09/24/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): David Berman
Respondent Lawyers(s): David T. Berman
Arbitrator(s): Marcy R. Greer
Hearing Site: Clearwater, FL
| | |
