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FINRA Awards for Russell W. Merriman

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0209703/13/2014Claimant(s): Carol Barnes
Claimant Lawyers(s): Scott Eichhorn
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Henry A. Stiles
Arbitrator(s): Russell W. Merriman
Hearing Site: Tampa, FL
Checkmark Icon$14,050
10-0005302/07/2012Claimant(s): Richard C. & Nancy J. Carsberg
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Neal Smalbach
Arbitrator(s): Russell W. Merriman
Hearing Site: Tampa, FL
Checkmark Icon$125,030
09-0614408/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Stephen Lowther
Respondent Lawyers(s): Stephen W. Lowther
Arbitrator(s): Harris E. Bunkin, Russell W. Merriman, Thomas G. Moore
Hearing Site: Tampa, FL
05-0456802/06/2008Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Eric Seiler
Arbitrator(s): Beverly S. Gordon, Russell W. Merriman, Marshal H. Emerson
Hearing Site: Tampa, FL

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