| 13-01026 | 10/14/2014 | Claimant(s): Lynda Riker for Estate of Robert Riker
Claimant Lawyers(s): Garry J. Rhoden
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
|  | Expungement |
| 14-00255 | 09/10/2014 | Claimant(s): A.J. Russell
Claimant Lawyers(s): A.J. Russell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
| | $88 |
| 12-03835 | 07/10/2013 | Claimant(s): Henry Hancock, Khalid Nazir, Richard Dino, Sandra Hershberg, James Goodman IRA, Jonathan Lobatto IRA, James L. Fosshage Profit Sharing Plan, Steffke Family Revocable Trust, The Red Trust
Claimant Lawyers(s): Phillip J. Snyderburn
Respondent(s): Grace Financial Group LLC
Respondent Lawyers(s): William Kebbe, Esq.
Arbitrator(s): Beverly S. Gordon
Hearing Site: Orlando, FL
| | $51,600 |
| 10-00102 | 06/08/2012 | Claimant(s): Samual and Mary Hall
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Beverly S. Gordon, Robert J. Morris, Richard R. Logsdon
Hearing Site: Tampa, FL
| | |
| 11-04126 | 05/31/2012 | Claimant(s): Howard Adkins
Claimant Lawyers(s): Howard M. Adkins
Respondent(s): David Wylie, Kenneth Nadeau, New England Securities
Respondent Lawyers(s): William Zeena
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
| | $163 |
| 09-07221 | 04/23/2012 | Claimant(s): Denise Fournier
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
| | Stipulated Award |
| 10-03880 | 02/22/2012 | Claimant(s): Donald Haynes
Claimant Lawyers(s): Kevin S Koplin
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
| | Expungement |
| 05-04568 | 02/06/2008 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Shepherd D. Tate
Respondent(s): Cantor Fitzgerald & Co.
Respondent Lawyers(s): Eric Seiler
Arbitrator(s): Beverly S. Gordon, Russell W. Merriman, Marshal H. Emerson
Hearing Site: Tampa, FL
| | |
