Potomac Analytics' Logo

FINRA Awards for Whitney M. Krosse

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0071106/07/2012Claimant(s): Robert Fox
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Muriel Desloovere
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0031205/23/2012Claimant(s): Frances Minneci, Philip Minneci
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): H. Steven Holtzman
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0039205/21/2012Claimant(s): Clarence Passehl, Marjorie Passehl, Passehl Family Trust, dtd 12/18/89
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Beverly S. Gordon, Gregory D. Hoffmann, Thomas Jeffrey Stringfield
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0071005/21/2012Claimant(s): Raymond Thomas
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0067604/25/2012Claimant(s): Barbara O'Donnell, James O'Donnell
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0207304/25/2012Claimant(s): Frances Dalmau, Julius Dalmau
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Charles W. Lavender
Hearing Site: Orlando, FL
Checkmark IconStipulated Award
09-0722104/23/2012Claimant(s): Denise Fournier
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Beverly S. Gordon
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0031104/12/2012Claimant(s): Albert Seivold, Deborah Seivold
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Muriel Desloovere
Hearing Site: Orlando, FL
Checkmark IconStipulated Award
10-0127504/11/2012Claimant(s): Frank Ear and Roseann Ear
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Noel K. Evans
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0031004/10/2012Claimant(s): Gerald Hummel, Ila Hummel, Hummel Family Trust dated 8/8/01
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
Checkmark IconStipulated Award

10 Results

Display: