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FINRA Awards for Frances Dalmau

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0207304/25/2012Claimant(s): Frances Dalmau, Julius Dalmau
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Charles W. Lavender
Hearing Site: Orlando, FL
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