Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-02333 | 07/21/2016 | Claimant(s): Betty Johnson Claimant Lawyers(s): Betty L. Johnson Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Brian D. Esenwein, JD, CPA Hearing Site: Dallas, TX | ||
| 10-00676 | 04/25/2012 | Claimant(s): Barbara O'Donnell, James O'Donnell Claimant Lawyers(s): Stephen D. Spivey Respondent(s): Neal Smalbach Respondent Lawyers(s): Whitney M. Krosse Arbitrator(s): Paul Sidney Elliott, JD Hearing Site: Tampa, FL |  | Stipulated Award |
| 10-01181 | 12/30/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Olga Y. Wayne Respondent(s): Christopher Hamilton Respondent Lawyers(s): Christopher S. Hamilton Arbitrator(s): Paul Sidney Elliott, JD Hearing Site: Orlando, FL | ||
| 10-01207 | 09/29/2010 | Claimant(s): Jacob Zynger Claimant Lawyers(s): Jacob Zynger Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Paul Sidney Elliott, JD Hearing Site: Tampa, FL | | $4,296 |
| 09-03347 | 12/03/2009 | Claimant(s): Margaret G. Cargill Revocable Trust Claimant Lawyers(s): Andre R. Perron Respondent(s): David Cohen, Michael Cohen, Cohen Investment Management., Harbor Financial Services Respondent Lawyers(s): Gary Irwin Arbitrator(s): Paul Sidney Elliott, JD Hearing Site: Tampa, FL | | $0 |