| 20-02032 | 12/16/2020 | Claimant(s): Donald Jankowski
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 17-02398 | 12/11/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Arthur Brown
Respondent Lawyers(s): Andre R. Perron
Arbitrator(s): Muriel Desloovere, John L Mutolo, Lisa Elkin Schwartz
Hearing Site: Tampa, FL
| | |
| 18-03159 | 11/11/2019 | Claimant(s): Nicole Muir
Claimant Lawyers(s): Andre R. Perron
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Jeffrey J. Kalinowski
Arbitrator(s): Gregory D. Hoffmann, David Schwartzberg, Yuli Kotler
Hearing Site: Tampa, FL
| | |
| 18-02477 | 08/29/2019 | Claimant(s): Edelgard Hosmer Trust U/A dated 5/1/07, Edward J. Hosmer, Edward J. Hosmer Trust U/A dated 5/1/07
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Roger C. Benson, David M. Snyder, Richard Manuel Barcia
Hearing Site: Tampa, FL
|  | $100,000 |
| 17-00253 | 03/05/2019 | Claimant(s): James Hall
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Michael Rees
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton
Hearing Site: Tampa, FL
| | |
| 14-01599 | 11/11/2015 | Claimant(s): Marc Franco
Claimant Lawyers(s): Andre R. Perron
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Colleen Grace, Joseph E. Santaularia, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 13-00514 | 10/29/2014 | Claimant(s): H. Peter Petrosky
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Marie G. Peterson, Harold S. Stern, Jay Stewart Zeif
Hearing Site: Boca Raton, FL
| | |
| 10-01895 | 04/08/2011 | Claimant(s): Arthur Warburton Revocable Living Trust
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Gloria O. North, Patricia Morin, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-03347 | 12/03/2009 | Claimant(s): Margaret G. Cargill Revocable Trust
Claimant Lawyers(s): Andre R. Perron
Respondent(s): David Cohen, Michael Cohen, Cohen Investment Management., Harbor Financial Services
Respondent Lawyers(s): Gary Irwin
Arbitrator(s): Paul Sidney Elliott, JD
Hearing Site: Tampa, FL
| | $0 |
| 07-03131 | 09/08/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Louis Gaudio
Respondent Lawyers(s): Louis M. Gaudio
Arbitrator(s): Lawrence M. Pitler, Mark Sidell, Paul Joseph McIntyre
Hearing Site: Boca Raton, FL
| | |
