17-00253 | 03/05/2019 | Claimant(s): James Hall Claimant Lawyers(s): Andre R. Perron Respondent(s): Michael Rees Respondent Lawyers(s): Elaine M. Rice Arbitrator(s): Russell W. Merriman, Bryant Ashley Scriven, Leslie Ann Thornton Hearing Site: Tampa, FL
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16-02832 | 10/30/2018 | Claimant(s): Kathryn Schmierer Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Russell W. Merriman, Frank Brenner, Anne Marie Martin Hearing Site: Tampa, FL
| | $360,800 |
13-00549 | 03/21/2016 | Claimant(s): Crystal Diamond., Interphase., Roy M. Speer Fndn U/T/A dtd 12/16/86, Estate of Roy M. Speer, Roy M. Speer Rev. Trst U/T/A dtd 5/11/06 Claimant Lawyers(s): Scott C. Ilgenfritz Respondent(s): Ami Forte, Morgan Stanley, Terry McCoy Respondent Lawyers(s): Colleen M. Fitzgerald, Jason M. Fedo Arbitrator(s): Russell W. Merriman, Henry A. Tenenbaum, David F. Simon Hearing Site: Tampa, FL
| | $34,387,800 |
13-00676 | 05/15/2014 | Claimant(s): Richard Fusari Claimant Lawyers(s): Richard Fusari Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder Hearing Site: Tampa, FL
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11-04215 | 05/14/2014 | Claimant(s): Miroslav Mitusina, B&M Precision Claimant Lawyers(s): Scott W. Fitzpatrick Respondent(s): Frederick Rock, Fifth Third Securities. Respondent Lawyers(s): Robert R. Warchola Arbitrator(s): Jerrold E. Slutzky, Russell W. Merriman, Stephen Earl Clark Hearing Site: Tampa, FL
| | Expungement |
13-00089 | 11/01/2013 | Claimant(s): Kristopher Brownlow, Alison Carpenter, as trustee D. Mason, as trustee M. Mason Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): Retirement Securities., Sterling Enterprises Group. Respondent Lawyers(s): Alyn Towne, Stanley Fishman Arbitrator(s): Constance d'Angelis, Russell W. Merriman, A.J. Seier Hearing Site: Tampa, FL
| | $901,053 |
12-02107 | 10/24/2013 | Claimant(s): Wayne Turner Claimant Lawyers(s): Eric E. Ludin Respondent(s): LPL Financial LLC, Sharon Fall, Uvest Financial Services Group. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Paul E. Flora, Russell W. Merriman, Gayle B. Carlson Hearing Site: Tampa, FL
| | Expungement |
09-04960 | 10/18/2010 | Claimant(s): Marc Wolff, Wolff Investment Planning Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Moors & Cabot. Respondent Lawyers(s): David L. Ward Arbitrator(s): Russell W. Merriman, Lawrence Zenville Rosenberg, Robert Knickerbocker Hearing Site: Tampa, FL
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09-01577 | 09/09/2010 | Claimant(s): David Kronsbein Claimant Lawyers(s): Vincent B. Lynch Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Jana Bruder Arbitrator(s): Gordon G. Bowles, David M. Snyder, Russell W. Merriman Hearing Site: Tampa, FL
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06-01056 | 08/03/2007 | Claimant(s): Harland L. Beers Rollover IRA Claimant Lawyers(s): Robert J. Pearl Respondent(s): Legg Mason Wood Walker Respondent Lawyers(s): Thomas K. Potter Arbitrator(s): John Steve Azadian, Russell W. Merriman, Oliver J. Janney Hearing Site: Tampa, FL
| | Stipulated Award |