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FINRA Awards for Gary L. Hodge

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0183101/18/2022Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Neil M. Katsuyama
Arbitrator(s): Gary L. Hodge, Karl A. Vogeler, Richard Kennard Hurley
Hearing Site: Tampa, FL
13-0067605/15/2014Claimant(s): Richard Fusari
Claimant Lawyers(s): Richard Fusari
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder
Hearing Site: Tampa, FL
10-0114309/26/2011Claimant(s): Gerald L. Smolensky
Claimant Lawyers(s): Eliot Goldstein
Respondent(s): Neuberger Berman
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Robert J. Morris, Gary L. Hodge, Elwin Lawrence Saviet
Hearing Site: Tampa, FL
Checkmark Icon$109,000

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