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FINRA Awards for Klaus Siepmann

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0067605/15/2014Claimant(s): Richard Fusari
Claimant Lawyers(s): Richard Fusari
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Gary L. Hodge, Russell W. Merriman, John Frank Bauder
Hearing Site: Tampa, FL
13-0175101/16/2014Claimant(s): James Hintz
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners., Beacon Acquisition Partners.
Respondent Lawyers(s): Christopher P. Parrington
Arbitrator(s): William E. Hartsfield, David B. Dyer, Donald C. Hood
Hearing Site: Dallas, TX

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