Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03308 | 07/12/2018 | Claimant(s): Robert Anderson Claimant Lawyers(s): Ronald M. Amato Respondent(s): Edward Jones Respondent Lawyers(s): Joseph D'Elia Arbitrator(s): Linda M. Foster-Wells Hearing Site: Boca Raton, FL | ||
| 17-01732 | 03/16/2018 | Claimant(s): Daniel Ciez Claimant Lawyers(s): Ronald M. Amato Respondent(s): Fairchild Financial Group., First Allied Securities. Respondent Lawyers(s): Domingas Tavares, Jeremy Wooden Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 16-03114 | 01/23/2018 | Claimant(s): James Defano Claimant Lawyers(s): Ronald M. Amato Respondent(s): PNC Investments Respondent Lawyers(s): Gary Lieberman Arbitrator(s): Hearing Site: Chicago, IL | ||
| 16-03334 | 12/22/2017 | Claimant(s): Frank Martin Claimant Lawyers(s): Ronald M. Amato Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Harry L. Sheehy, Elizabeth C. Simon Hearing Site: Chicago, IL | ||
| 16-02693 | 10/25/2017 | Claimant(s): Raymond Seibert Claimant Lawyers(s): Ronald M. Amato Respondent(s): Sherry Brooker, Cetera Financial Specialists LLC Respondent Lawyers(s): Andrew Dorman Arbitrator(s): Leon Fox, Michael Nathanson, Patrick Moran Hearing Site: Chicago, IL |  | $0 |
| 16-03550 | 09/01/2017 | Claimant(s): Calvin Knight Claimant Lawyers(s): Ronald M. Amato Respondent(s): Hudson Knight Securities. Respondent Lawyers(s): Jonathan Hudson Webb Arbitrator(s): Lee H. Goodman Hearing Site: Chicago, IL | ||
| 16-01866 | 02/07/2017 | Claimant(s): David Miller Claimant Lawyers(s): Ronald M. Amato Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Chandler R Bridges, Michael J. Stern, John F. Allgood Hearing Site: Atlanta, GA | ||
| 16-00520 | 09/30/2016 | Claimant(s): Daniel Conidi Claimant Lawyers(s): Ronald M. Amato Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon Schopf Arbitrator(s): Jeffrey W. Finke Hearing Site: Chicago, IL | | $600 |
| 14-03863 | 04/04/2016 | Claimant(s): Gregory Wisniewski Claimant Lawyers(s): Ronald M. Amato Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White Hearing Site: Chicago, IL | ||
| 15-01802 | 02/01/2016 | Claimant(s): Douglas Purdy Claimant Lawyers(s): Ronald M. Amato Respondent(s): Securities America. Respondent Lawyers(s): Natalie Blanke Arbitrator(s): Peter Ordower, Michael Charles Peek, John Andrew Wagner Hearing Site: Indianapolis, IN |