| 16-03388 | 09/25/2018 | Claimant(s): Robert Anderson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors, Raymond Kvalvog
Respondent Lawyers(s): Demian John Betz, Michael E.. Rowe
Arbitrator(s): Daniel M. Yamshon, William Michael Samsel, Steven M. Bialick
Hearing Site: Minneapolis, MN
|  | $75,384 |
| 17-03308 | 07/12/2018 | Claimant(s): Robert Anderson
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph D'Elia
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
| | |
| 16-02233 | 09/22/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Robert Anderson
Respondent Lawyers(s): Robert Anderson
Arbitrator(s): Sheldon Weinhaus, William Joseph Caprathe, John Anthony Tatom
Hearing Site: St. Louis, MO
| | |
| 14-03374 | 02/02/2016 | Claimant(s): Mark Immel
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John R. Main, Jack A. Helms, Robert S. Anderson
Hearing Site: Orlando, FL
| | |
| 13-01134 | 12/02/2014 | Claimant(s): Laveranues Coles
Claimant Lawyers(s): Richard J. Lantinberg
Respondent(s): Peggy Lee, Robert Konrad
Respondent Lawyers(s): David R. Chase, Peggy Ann Lee
Arbitrator(s): Thomas Joseph Atkinson, Robert S. Anderson, Robert G. Bannon
Hearing Site: Orlando, FL
| | Expungement |
| 12-04306 | 07/14/2014 | Claimant(s): Beatrice Turner, Carol Jenkins, David Colton, James Buchanan, Jeanine Vaerewyck, Philip Ussery, Ronald Vaerewyck, Susan Fenhaus, William Jenkins
Claimant Lawyers(s): D. Daxton White
Respondent(s): Reef Securities.
Respondent Lawyers(s): Laura J. O'Rourke
Arbitrator(s): Robert J. Walter, Joseph John Mantione, Robert S. Anderson
Hearing Site: Orlando, FL
| | $188,000 |
| 12-00141 | 07/25/2013 | Claimant(s): Michel Rosen, Naomi Rosen
Claimant Lawyers(s): Susan R. Healy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse
Hearing Site: Tampa, FL
| | Expungement |
| 09-04236 | 07/28/2011 | Claimant(s): Donald L. Ames Trust U/A DTD 4/9/82, Mary R. Ames Trust U/A DTD 4/9/82
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Benjamin L. Abramowitz, David C. Matthews, Robert S. Anderson
Hearing Site: Orlando, FL
| | Expungement |
| 09-02082 | 12/20/2010 | Claimant(s): Donald Hanks
Claimant Lawyers(s): Don F. Hanks
Respondent(s): Betty Saunders, Raymond, James & Associates., Susan Saunders
Respondent Lawyers(s): Kelli Bullington, William W. Deem
Arbitrator(s): Robert W. Schlitt, Maurice M. Feller, Robert S. Anderson
Hearing Site: Orlando, FL
| | $0 |
| 09-04241 | 09/15/2010 | Claimant(s): Richard Brockway
Claimant Lawyers(s): Christopher T. Vernon
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Wilbert H. Luck, Dennis R. Nolte, Robert S. Anderson
Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |
