12-00155 | 12/20/2013 | Claimant(s): Kay Whitney, Leon Whitney Claimant Lawyers(s): Susan R. Healy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Tim S. Hartzell, Charles E. Munson, Arno C. Schwethelm Hearing Site: Houston, TX
| | Expungement |
12-00217 | 08/09/2013 | Claimant(s): Samuel Elam, The Samuel F. Elam Rev. Living Trust Claimant Lawyers(s): Susan R. Healy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Emily J. Lewis, Louis V. Imundo, Dale A. Crawford Hearing Site: Columbus, OH
| | Expungement |
12-00141 | 07/25/2013 | Claimant(s): Michel Rosen, Naomi Rosen Claimant Lawyers(s): Susan R. Healy Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse Hearing Site: Tampa, FL
| | Expungement |
11-02059 | 05/21/2013 | Claimant(s): Peter R. Hanson and Martha H. Hanson Claimant Lawyers(s): Susan R. Healy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Barry Goldman, John F. Burns, Thomas Anthony Van Tiem Hearing Site: Detroit, MI
| | Expungement |
11-01377 | 03/04/2013 | Claimant(s): Scott Teter Claimant Lawyers(s): Susan R. Healy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Elizabeth A. Copley, Herbert Murez, Andrea Luise Halperin Hearing Site: Los Angeles, CA
| | Expungement |
11-00395 | 12/14/2012 | Claimant(s): Michael Sorochinsky, Michael & Lauren Sorochinksky Fam Trust, Werbin Family Trust dtd 10/20/92 Claimant Lawyers(s): Susan R. Healy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Andrea Greene Arbitrator(s): Howard A. Emirhanian, Vincent J. Natoli, George L. Tindall Hearing Site: Los Angeles, CA
| | Expungement |