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FINRA Awards for Naomi Rosen

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0014107/25/2013Claimant(s): Michel Rosen, Naomi Rosen
Claimant Lawyers(s): Susan R. Healy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse
Hearing Site: Tampa, FL
Checkmark IconExpungement

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