| 14-03524 | 05/11/2015 | Claimant(s): John Orcutt, UBS Financial Services Inc.
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): Earl Flowers
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Elizabeth A. Copley, Steven A. Wawra, James M. Goldberg
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-03980 | 11/08/2013 | Claimant(s): Dwayne Peltier
Claimant Lawyers(s): Joel W. Baruch
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer L. Nutter
Arbitrator(s): G. Thomas Fleming, Elizabeth A. Copley, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | |
| 13-00260 | 10/01/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Payne L. Templeton
Respondent(s): James O'Brien IRA, The James E. O'Brien MD Separate Propert
Respondent Lawyers(s): James O'Brien
Arbitrator(s): Elizabeth A. Copley, Vincent J. Natoli, Marvin B. Karelitz
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-01377 | 03/04/2013 | Claimant(s): Scott Teter
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Elizabeth A. Copley, Herbert Murez, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
|  | Expungement |
| 12-00973 | 11/28/2012 | Claimant(s): Robert Zepfel
Claimant Lawyers(s): Robert J Zepfel
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
| | $5,600 |
| 09-04546 | 06/22/2012 | Claimant(s): Soheil Davood
Claimant Lawyers(s): Soheil Davood
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Blaine Smith, Elizabeth A. Copley, Ronald E. Malmfeldt
Hearing Site: Los Angeles, CA
| | $0 |
| 10-02248 | 01/12/2012 | Claimant(s): Derek LaFavor, LaFavor Investments, L.P.
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): LPL Financial LLC, Michael Manning, Hamilton, Manning & Associates
Respondent Lawyers(s): John Kincade, John Singer
Arbitrator(s): Elizabeth A. Copley, Theodore T. Wdowiak, Anita Rae Shapiro
Hearing Site: Las Vegas, NV
| | Stipulated Award and Expungement |
| 10-00502 | 12/13/2011 | Claimant(s): Carmela Di Gregorio
Claimant Lawyers(s): Thomas R. Catanese
Respondent(s): Oppenheimer & Co.., Ronald Kunze
Respondent Lawyers(s): Diana H. Sur, Robert J. Girard
Arbitrator(s): John E. Ohashi, Elizabeth A. Copley, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00382 | 09/08/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Hilary Campbell
Respondent Lawyers(s): Hilary Campbell
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
| | |
| 10-04558 | 03/29/2011 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E Rahn
Respondent(s): Doreen Levine
Respondent Lawyers(s): Doreen Levine
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
| | Expungement |
