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FINRA Awards for Derek LaFavor

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0224801/12/2012Claimant(s): Derek LaFavor, LaFavor Investments, L.P.
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): LPL Financial LLC, Michael Manning, Hamilton, Manning & Associates
Respondent Lawyers(s): John Kincade, John Singer
Arbitrator(s): Elizabeth A. Copley, Theodore T. Wdowiak, Anita Rae Shapiro
Hearing Site: Las Vegas, NV
Checkmark IconStipulated Award and Expungement

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