FINRA Awards for The James E. O'Brien MD Separate Propert

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-00260	10/01/2013	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Payne L. Templeton Respondent(s): James O'Brien IRA, The James E. O'Brien MD Separate Propert Respondent Lawyers(s): James O'Brien Arbitrator(s): Elizabeth A. Copley, Vincent J. Natoli, Marvin B. Karelitz Hearing Site: Los Angeles, CA		Expungement