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FINRA Awards for Thomas R. Catanese

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0050212/13/2011Claimant(s): Carmela Di Gregorio
Claimant Lawyers(s): Thomas R. Catanese
Respondent(s): Oppenheimer & Co.., Ronald Kunze
Respondent Lawyers(s): Diana H. Sur, Robert J. Girard
Arbitrator(s): John E. Ohashi, Elizabeth A. Copley, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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