14-03524 | 05/11/2015 | Claimant(s): John Orcutt, UBS Financial Services Inc. Claimant Lawyers(s): William McC. Montgomery Respondent(s): Earl Flowers Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Elizabeth A. Copley, Steven A. Wawra, James M. Goldberg Hearing Site: Los Angeles, CA
| | Expungement |
12-02201 | 08/26/2014 | Claimant(s): Bradley Berdow, Christopher Crowson Claimant Lawyers(s): Philip M. Aidikoff Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Vincent J. Natoli, James M. Goldberg, Herbert Siegfried Emmrich Hearing Site: Los Angeles, CA
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10-04585 | 11/16/2012 | Claimant(s): Howard Snyder, Karen Snyder Claimant Lawyers(s): Leonard Steiner Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co. Respondent Lawyers(s): Kasumi Takahashi Arbitrator(s): Arthur F. Brueggeman, James M. Goldberg, Brent J. Rosenbaum Hearing Site: Los Angeles, CA
| | Expungement |
10-05367 | 05/04/2012 | Claimant(s): William Condon Claimant Lawyers(s): Marc I. Zussman Respondent(s): Reuven Enterprises Sec. Division Respondent Lawyers(s): Michael Huberman Arbitrator(s): Robert W. Vernon, Anita Rae Shapiro, James M. Goldberg Hearing Site: Los Angeles, CA
| | Expungement |
10-02083 | 11/07/2011 | Claimant(s): Marc Oliver Claimant Lawyers(s): Marc A. Oliver Respondent(s): Burke Dambly, James Gregath, James Walsh, Private Asset Holdings., Select Capital Corporation Respondent Lawyers(s): Burke A. Dambly Arbitrator(s): Peter D. Steinbroner, James M. Goldberg, William Lee Krantz Hearing Site: Los Angeles, CA
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08-03679 | 06/23/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Ronald P. Kane Respondent(s): Edward Harris Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): David Maurer, Daniel R. Brush, James M. Goldberg Hearing Site: Los Angeles, CA
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05-06280 | 10/08/2008 | Claimant(s): Prudential Equity Group Claimant Lawyers(s): David W. Schmidt Respondent(s): Stanley Szymczyk Respondent Lawyers(s): Stephen A. Madoni Arbitrator(s): Salvatore A. Sciortino, James M. Goldberg, Karen J. Burneff Hearing Site: Los Angeles, CA
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05-06281 | 09/26/2008 | Claimant(s): Charles Salfity Claimant Lawyers(s): Steve Buchwalter Respondent(s): Scott Householder, Todd Bergeron, The Householder Group, LLLP Respondent Lawyers(s): David H. Carmichael, David Carmichael Arbitrator(s): Robert J. Ruben, A. Joel Klein, James M. Goldberg Hearing Site: Los Angeles, CA
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03-06938 | 05/06/2008 | Claimant(s): Carole Lane Claimant Lawyers(s): Guy E. Mailly Respondent(s): Clinton Maxwell, Ameriprise Financial Services., Louis Windawi Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Elizabeth A. Copley, Robert B. Moran, James M. Goldberg Hearing Site: Los Angeles, CA
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